Senior Manager, Regulatory Supervision

CIBC Capital Markets

Toronto, Canada
Base: $92,490 to $112,000; bonus/equity: annual di...
On-site
Tier 1 supervision
Sales supervision expertise
Adherence to industry regulations
Accountable for Tier 1 supervision within designated branches, providing subject matter leadership and guidance on sales supervision

Job Summary

  • Accountable for Tier 1 supervision within designated branches, providing subject matter leadership and guidance on sales supervision.
  • Responsible for reviewing and approving new accounts, managing the governance and compliance framework, and ensuring adherence to policies.
  • Offers a hybrid work arrangement with competitive salary, incentive pay, and comprehensive benefits.

Matching Summary

Accountable for Tier 1 supervision within designated branches, providing subject matter leadership and guidance on sales supervision.

Salary

Base: $92,490 to $112,000; Bonus/Equity: Annual discretionary incentive or bonus program; Benefits: Banking benefits, benefits program, defined benefit pension plan, employee share purchase plan

Skills & Requirements

Must-have

  • Tier 1 supervision
  • Sales supervision expertise
  • Adherence to industry regulations
  • Branch operational risk management
  • CIBCs vision and values

Nice-to-have

  • Relationship-oriented bank
  • Empowered work environment
  • Meaningful impact
  • Operational excellence culture

Key Requirements

  • Tier 1 supervision experience in financial services
  • Canadian Securities Course
  • Conduct and Practices Handbook
  • Derivative Fundamentals and Option Licensing Course
  • Wealth Management Essentials Course
  • Investment Dealer Supervisors Course
  • Branch Managers Course
  • Options Supervisory Course
  • CIRO Derivatives Exam
  • CIRO Supervisors Course
  • Registered as an ID Supervisor with CIRO

Work Rights

Legally eligible to work

Tailored Resume

Cover Letter