This position would be part of Center of Excellence (CoE) for Investment Compliance and provide necessary assistance to Global Investment Compliance (IC) function from Hyderabad office
Job Summary
This position would be part of Center of Excellence (CoE) for Investment Compliance and provide necessary assistance to Global Investment Compliance (IC) function from Hyderabad office.
Perform the review of regulatory and client guidelines to ensure accuracy and efficiency of existing rules coded and/or to code relevant rules on order management system.
As an organization we support personal needs, diverse backgrounds and provide internal networks, as well as opportunities to get involved in the community and in the world.
Matching Summary
This position would be part of Center of Excellence (CoE) for Investment Compliance and provide necessary assistance to Global Investment Compliance (IC) function from Hyderabad office.
Skills & Requirements
Must-have
rule coding
post trade monitoring
regulatory and client guidelines
Charles River Development (CRD)
Equity/Fixed Income/ETF Products
Nice-to-have
intelligent colleagues
global footprint exposure
diverse, inclusive, and supportive workplace
Key Requirements
3-5 years total work experience
2-3 years rule coding experience
Knowledge of securities regulation
Experience with regulatory environments (SEC, 1940 Act, NI 81-102)