This role serves as the primary point of contact for coordinating end-to-end regulatory questionnaires, inspections, and supervisory reviews
Job Summary
This role serves as the primary point of contact for coordinating end-to-end regulatory questionnaires, inspections, and supervisory reviews.
The successful candidate will partner with Compliance, Legal, Risk, and Internal Audit to ensure accurate and timely responses to regulatory requests.
Swift offers a collaborative environment where individuals can bring their full selves to the team while playing a critical role in first-line risk management.
Matching Summary
This role serves as the primary point of contact for coordinating end-to-end regulatory questionnaires, inspections, and supervisory reviews.
Skills & Requirements
Must-have
8-12 years compliance experience
Manage regulatory inspections and audits
Coordinate remediation plans for findings
Strong stakeholder management skills
Financial services regulatory knowledge
Nice-to-have
Experience with technology-related contexts
Direct interaction with regulators
Advanced degree in Finance or Law
Proven project management abilities
Ability to coach senior management
Key Requirements
Masters degree in Finance, Law, Business, or related field
8-12+ years experience in compliance, regulatory affairs, audit, or risk
Proven experience managing regulatory inspections in financial services