Senior Compliance Business Partner, Investments

Marsh & McLennan Companies Inc

London, United Kingdom
Hybrid
Significant experience in uk mifid firm
Deep understanding of uk regulatory regime
Strong knowledge of mifid, emir, sftr, and mar
This senior role provides compliance leadership and oversight specifically for the investments business within Mercer Limited and Mercer Risk Management Limited

Job Summary

  • This senior role provides compliance leadership and oversight specifically for the investments business within Mercer Limited and Mercer Risk Management Limited.
  • The position requires acting as a trusted adviser to the business while regularly attending governance meetings to provide challenge and oversight on strategic changes.
  • Marsh offers professional development opportunities, an inclusive culture, and a hybrid work model requiring at least three days per week in the London office.

Matching Summary

This senior role provides compliance leadership and oversight specifically for the investments business within Mercer Limited and Mercer Risk Management Limited.

Skills & Requirements

Must-have

  • Significant experience in UK MIFID firm
  • Deep understanding of UK regulatory regime
  • Strong knowledge of MiFID, EMIR, SFTR, and MAR
  • Experience managing teams in regulated environments
  • Ability to interpret and apply complex financial regulations

Nice-to-have

  • Professional qualification in risk or legal
  • Knowledge of funds regimes
  • Proven supervisory skills with diplomatic approach
  • Experience preparing for regulatory visits and audits
  • Strong corporate governance practices knowledge

Key Requirements

  • University Degree level or equivalent
  • Previous experience managing a team
  • Professional investment related qualification preferred
  • Significant experience in UK MIFID firm compliance
  • Broad understanding of financial services sectors

Work Rights

Not specified

Tailored Resume

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