Associate Vice President, Regulatory Compliance

Ares

London, United Kingdom
Fca regulatory compliance
Compliance monitoring programme
Policy and procedure maintenance
The Ares Compliance Department oversees and manages Ares’ global regulatory compliance and ethics program under the leadership of the Global Chief Compliance Officer

Job Summary

  • The Ares Compliance Department oversees and manages Ares’ global regulatory compliance and ethics program under the leadership of the Global Chief Compliance Officer.
  • This role supports the day-to-day regulatory compliance programme for Ares’ UK and EU operations including compliance monitoring, regulatory tracking, policy maintenance, and training coordination.
  • Ares is committed to fostering a welcoming and inclusive work environment where high-performance talent of diverse backgrounds can build careers within the growing financial services industry.

Matching Summary

The Ares Compliance Department oversees and manages Ares’ global regulatory compliance and ethics program under the leadership of the Global Chief Compliance Officer.

Skills & Requirements

Must-have

  • FCA regulatory compliance
  • Compliance monitoring programme
  • Policy and procedure maintenance
  • Regulatory reporting support
  • Senior Managers and Certification Regime
  • Compliance technology tools

Nice-to-have

  • Exposure to ESG regulatory developments
  • Collaborative and team-oriented
  • Proactive problem-solving skills
  • Ability to work across time zones
  • Strong analytical skills
  • High attention to detail

Key Requirements

  • 5-7 years financial services compliance experience
  • Experience with FCA and EU regulatory frameworks
  • Bachelor’s Degree required
  • Advanced Degree or Certification considered a plus

Work Rights

Not specified

Tailored Resume

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