Associate, Compliance Officer (marketing & Distribution)

BlackRock UK

Gurugram, India
4d onsite
Marketing & distribution compliance
Cross-border compliance framework
Marketing material review
Support the implementation, continued development, growth and maintenance of an effective global and regional marketing & distribution and cross-border compliance framework

Job Summary

  • Support the implementation, continued development, growth and maintenance of an effective global and regional marketing & distribution and cross-border compliance framework.
  • Assist in preparation and dissemination of training material and/or business friendly guidance documents, and support in conducting marketing & distribution related trainings for the business.
  • The candidate has an opportunity to be involved in global and regional initiatives and will receive on the job training, acquiring product knowledge and exposure to multiple cross border legal and regulatory requirements.

Matching Summary

Support the implementation, continued development, growth and maintenance of an effective global and regional marketing & distribution and cross-border compliance framework.

Skills & Requirements

Must-have

  • Marketing & Distribution Compliance
  • Cross-border Compliance Framework
  • Marketing Material Review
  • Regulatory Risk Assessment
  • Financial Institution Experience

Nice-to-have

  • Collaborative Team Player
  • Independent Work Ethic
  • Global Team Interaction
  • Proactive Project Driving

Key Requirements

  • 5+ years of relevant experience
  • Strong understanding of asset management products
  • Good legal research, interpretation and drafting skills
  • Experience in drafting compliance policies
  • Prior experience in cross border sales related advise preferred
  • Prior experience in review of sales and marketing material preferred

Work Rights

Not specified

Tailored Resume

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