Legal & Compliance – Credit & Insurance (bxci) – Regulatory Attorney, Avp

Blackstone

Multiple Locations
Base: $135,000 - $200,000; bonus/equity: discretio...
On-site
Sec, cftc, dol regulatory matters
Investment advisers act of 1940
Securities act of 1933
Blackstone is seeking a Compliance Assistant Vice President (AVP) with a legal background to support compliance and regulatory matters within their investment businesses. The ideal candidate should have over five years of experience in law and compliance, particularly in credit-focused asset management

Job Summary

  • Support senior members of Compliance and Legal teams on compliance and regulatory matters arising from the SEC, CFTC, and DOL (ERISA), as well as compliance with all relevant federal, state and international securities laws.
  • Devise, initiate, maintain, and revise compliance and regulatory policies, procedures, controls, and training based on the specific needs of the business and current regulatory requirements.
  • Respond to requests from regulators, prepare for regulatory examinations, and conduct mock examinations in conjunction with external consultants and counsel.

Matching Summary

Match Score: 85

Blackstone is seeking a Compliance Assistant Vice President (AVP) with a legal background to support compliance and regulatory matters within their investment businesses. The ideal candidate should have over five years of experience in law and compliance, particularly in credit-focused asset management.

Salary

Base: $135,000 - $200,000; Bonus/Equity: Discretionary bonuses, potential equity; Benefits: Comprehensive health benefits, paid time off, 401(k)

Skills & Requirements

Must-have

  • SEC, CFTC, DOL regulatory matters
  • Investment Advisers Act of 1940
  • Securities Act of 1933
  • Exchange Act of 1934
  • Develop compliance policies and procedures
  • Draft and review investor disclosures
  • Respond to regulatory requests and examinations
  • Monitor and implement responses to regulatory developments

Nice-to-have

  • Work with a variety of personalities
  • Calm demeanor and tolerance for ambiguity
  • Strong and independent thinker
  • Highly collaborative team environment

Key Requirements

  • 5+ years of experience in a law firm
  • Experience as a compliance professional
  • Law firm fund formation or regulatory practice group experience preferred
  • Excellent communication and drafting experience
  • Proactive and independent project management skills
  • Knowledge of US and international regulatory requirements

Work Rights

Not specified

Tailored Resume

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