Compliance Program Oversight Coverage - Code Of Ethics
Morgan Stanley UK
Dublin, Ireland
Code of ethics supervision
Employee trading guidelines
Personal security transactions monitoring
This role is in the Global Compliance Program Oversight coverage group’s Core Compliance/Code of Ethics team, co-reporting to a manager in Dublin and in New York
Job Summary
This role is in the Global Compliance Program Oversight coverage group’s Core Compliance/Code of Ethics team, co-reporting to a manager in Dublin and in New York.
You will participate fully in delivering the Compliance program within the MSIM business, which covers various areas and may include conducting new hire training, compiling reports, reviewing disclosures, and performing monitoring of employee personal transactions.
Morgan Stanley empowers employees to have greater freedom of choice through flexible working arrangements and offers attractive and comprehensive employee benefits and perks.
Matching Summary
This role is in the Global Compliance Program Oversight coverage group’s Core Compliance/Code of Ethics team, co-reporting to a manager in Dublin and in New York.
Skills & Requirements
Must-have
Code of Ethics supervision
Employee trading guidelines
Personal security transactions monitoring
Regulatory requirements and internal policies
Cross-regional compliance support
Nice-to-have
Innovative technology implementation
Global business model familiarity
Strong team ethic
Inclusive and supportive environment
Key Requirements
4+ years applicable experience
Director level compliance professional
Asset management experience
Excellent communication skills
Strong analytical and creative problem-solving skills