Financial Advisor Support Specialist Ii - Greenville, Sc

TD

Greenville, South Carolina, United States
$25.75 - $38.50 usd; not specified; not specified ...
Client discovery and onboarding
Financial transaction handling
Regulatory compliance adherence
The Financial Advisor Support Specialist II acts as a point of client contact accountable to serve the needs of clients in the mass affluent segment, providing primary administrative and service support for Financial Advisors and their clients

Job Summary

  • The Financial Advisor Support Specialist II acts as a point of client contact accountable to serve the needs of clients in the mass affluent segment, providing primary administrative and service support for Financial Advisors and their clients.
  • Responsibilities include ensuring a legendary client experience during onboarding, handling financial transactions compliantly, and adhering to all federal, state, SRO regulations and Firm policies.
  • TD is committed to providing fair and equitable compensation, growth opportunities, and skill development, with a competitive total rewards package including salary, benefits, savings, and retirement programs.

Matching Summary

The Financial Advisor Support Specialist II acts as a point of client contact accountable to serve the needs of clients in the mass affluent segment, providing primary administrative and service support for Financial Advisors and their clients.

Salary

$25.75 - $38.50 USD; Not specified; Not specified

Skills & Requirements

Must-have

  • Client discovery and onboarding
  • Financial transaction handling
  • Regulatory compliance adherence
  • Customer Identification Program (CIP)
  • Administrative and service support

Nice-to-have

  • Customer-centric approach
  • Proactive communication
  • Positive and constructive work environment
  • Community involvement

Key Requirements

  • 1+ years of financial industry experience
  • SIE & Series 99 registration required
  • Knowledge of investments, banking, credit products
  • Experience with affluent clients
  • Proficiency in MS Word, Excel, PowerPoint

Work Rights

Not specified

Tailored Resume

Cover Letter