Fixed Income Operations Advisor

Chartwell Investment Partners

Remote
Remote
Acquire and track account opening documentation
Review documentation for regulatory compliance
Assist with special projects for sales management
Chartwell Investment Partners is seeking a Fixed Income Operations Advisor for a remote position, responsible for managing documentation for account openings and ensuring compliance with regulatory requirements. The role also involves administrative tasks and assisting in special projects, requiring strong organizational and analytical skills

Job Summary

  • Under direct supervision, uses knowledge and skills obtained through experience and training to acquire and track documentation for account opening, as well as review the documentation and ensure that it meets all of the necessary requirements based on regulations.
  • Assist in creating, enhancing, and maintaining the infrastructure to support business operations within Fixed Income Capital Markets and stays up to date with evolving regulatory changes and market events impacting the business.
  • The position is eligible for a benefits package that may include medical, dental, and vision; life insurance; critical illness insurance and accident insurance; disability benefits; retirement savings; paid time off (including vacation, holidays, and sick leave); and parental leave.

Matching Summary

Match Score: 75

Chartwell Investment Partners is seeking a Fixed Income Operations Advisor for a remote position, responsible for managing documentation for account openings and ensuring compliance with regulatory requirements. The role also involves administrative tasks and assisting in special projects, requiring strong organizational and analytical skills.

Skills & Requirements

Must-have

  • Acquire and track account opening documentation
  • Review documentation for regulatory compliance
  • Assist with special projects for Sales Management
  • Resolve client questions and problems
  • Maintain currency in assigned area of responsibility

Nice-to-have

  • Build strong relationships with stakeholders
  • Learn quickly and be flexible
  • Think strategically
  • Contribute to continuous evolution of the firm

Key Requirements

  • 2-5 years experience in assigned function
  • Bachelor's Degree or equivalent combination of education/training/experience
  • SIE required
  • Series 7/Series 63 License or equivalent

Work Rights

Not specified

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