Senior Manager, Compliance (etf)

Invesco UK

Hong Kong, Hong Kong
Hybrid
Etf regulatory matters
Sfc regulations
Hong kong listing rules
This position serves as the lead compliance advisor for the ETF business in Hong Kong and across the APAC region, acting as the primary point of contact for ETF-related regulatory matters

Job Summary

  • This position serves as the lead compliance advisor for the ETF business in Hong Kong and across the APAC region, acting as the primary point of contact for ETF-related regulatory matters.
  • The role is responsible for overseeing ETF regulatory obligations, driving the interpretation and implementation of regulatory changes, and ensuring adherence to applicable laws, exchange requirements, and internal compliance standards.
  • Invesco employees get more out of life through our comprehensive compensation and benefit offerings including generous annual leave, flexible paid time off, and learning and development programs.

Matching Summary

This position serves as the lead compliance advisor for the ETF business in Hong Kong and across the APAC region, acting as the primary point of contact for ETF-related regulatory matters.

Skills & Requirements

Must-have

  • ETF regulatory matters
  • SFC regulations
  • Hong Kong Listing Rules
  • APAC regulatory frameworks
  • regulatory engagement with authorities

Nice-to-have

  • stakeholder management
  • independent judgment
  • continuous learning
  • team coaching

Key Requirements

  • 8-10 years compliance experience
  • ETF and/or asset management exposure
  • Experience with ETF product lifecycle
  • Experience interacting with regulators

Work Rights

Not specified

Tailored Resume

Cover Letter