Head Of Compliance, Japan

Franklin Templeton

Tokyo, Japan
Not specified (potentially hybrid or onsite based on the location).
10 years investment advisory experience
5 years compliance or legal experience
Thorough knowledge of japanese regulatory regimes
Franklin Templeton is seeking a Head of Compliance for their Tokyo office, responsible for managing compliance and risk functions in Japan. The ideal candidate will have significant experience in the investment sectors and a thorough understanding of Japanese regulatory frameworks

Job Summary

  • The role involves managing the compliance and risk function for Franklin Templeton's business in Japan while leading a team of professionals.
  • Candidates will establish relationships with regulators, coordinate examinations, and advise business units on relevant legislation and industry best practices.
  • Franklin Templeton offers a welcoming, inclusive culture focused on employee well-being and multidimensional support for personal and professional growth.

Matching Summary

Match Score: 85

Franklin Templeton is seeking a Head of Compliance for their Tokyo office, responsible for managing compliance and risk functions in Japan. The ideal candidate will have significant experience in the investment sectors and a thorough understanding of Japanese regulatory frameworks.

Skills & Requirements

Must-have

  • 10 years investment advisory experience
  • 5 years compliance or legal experience
  • Thorough knowledge of Japanese regulatory regimes
  • Strong team leadership capabilities
  • Fluent English and Japanese communication

Nice-to-have

  • Experience with AI and blockchain technologies
  • Knowledge of Asia-Pacific regulatory markets
  • Proactive forward-thinking mindset
  • Tertiary qualifications in law or economics

Key Requirements

  • Minimum 10 years work experience in investment sectors
  • Minimum 5 years experience in legal or compliance
  • Thorough knowledge of mutual funds and separate accounts
  • Excellent written and verbal skills in Japanese and English

Work Rights

Not specified

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