Investment Compliance Associate Manager (hybrid - Chicago, Il)

The Allstate Corporation

Chicago, IL, US
Base: $90,700.00 - $153,925.00 annually; bonus/equ...
Hybrid
Investment advisers act of 1940 knowledge
Sec rules and regulatory reporting
Investment compliance policy development
The role supports and strengthens the Registered Investment Adviser compliance program aligned with the Investment Advisers Act of 1940

Job Summary

  • The role supports and strengthens the Registered Investment Adviser compliance program aligned with the Investment Advisers Act of 1940.
  • Key responsibilities include developing compliance policies, monitoring client portfolios for statutory limits, and managing critical ad-hoc projects.
  • This position offers a hybrid work schedule based in Chicago, IL, with potential supervisory duties over junior compliance staff.

Matching Summary

The role supports and strengthens the Registered Investment Adviser compliance program aligned with the Investment Advisers Act of 1940.

Salary

Base: $90,700.00 - $153,925.00 annually; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Investment Advisers Act of 1940 knowledge
  • SEC rules and regulatory reporting
  • Investment compliance policy development
  • Portfolio monitoring and exception resolution
  • Risk assessment and internal testing

Nice-to-have

  • Hands-on detail-oriented approach
  • Ability to translate regulations into procedures
  • Experience supervising junior staff
  • Strong partnership with senior leaders

Key Requirements

  • Experience with SEC rules and RIA compliance
  • Background in investment compliance frameworks
  • Supervisory experience preferred

Work Rights

Not specified

Tailored Resume

Cover Letter