Job Summary

• The Compliance Manager will interact on a regular basis with portfolio managers, operations, and senior stakeholders to advise on trading, information barriers and regulatory matters.
• Supervising the team responsible for the management and development of the trade surveillance program to monitor for compliance with policies and regulations.
• The salary range for this role is from $114,500.00 to $188,900.00.

Matching Summary

Salary

$114,500.00 to $188,900.00; Yearly bonus potential; Medical, dental, vision, life insurance, disability insurance, Paid Time Off (PTO), leave of absences, 401(k) plan with company match, Company-funded pension plan, Wellness Programs, Work/Life Resources, Education Benefit, Employee Stock Purchase Plan

Skills & Requirements

Key Requirements

• 5+ years of Compliance experience
• Experience in managing and growing talent
• Strong data analysis skills
• Working knowledge of Aladdin trading system
• Asset management industry knowledge

Work Rights