The new Associate will play a key role in support of Ares compliance with marketing materials policies
Job Summary
The new Associate will play a key role in support of Ares compliance with marketing materials policies.
The company is committed to fostering a welcoming and inclusive work environment where diverse talent can build careers within this growing industry.
The role involves staying abreast of SEC and global regulatory guidance and assisting with developing automation processes regarding marketing review activities.
Matching Summary
The new Associate will play a key role in support of Ares compliance with marketing materials policies.
Skills & Requirements
Must-have
Compliance marketing review support
Knowledge of global regulatory requirements
Marketing review system administration
Financial services compliance experience
High accuracy and detail-oriented
Proficient in Microsoft Office Suite
Nice-to-have
Strong sense of ownership and accountability
Excellent communication skills
Client-service orientation
Ability to manage multiple assignments
Experience with Red Oak AdMaster
Process orientation and problem solving
Key Requirements
Bachelor’s Degree or international equivalent
3-6 years financial services compliance experience
Experience reviewing marketing materials for institutional and alternative products
Knowledge of asset management legal and regulatory compliance