Investment Compliance - Senior Associate

State Street UK

Hinjewadi, Pune, India
U.s. investment companies act of 1940 or ucits
Investment compliance monitoring or coding
Analyze investment guidelines and policies
Provide end-to-end support to investment company clients and their Compliance teams by sharing meaningful insights about the funds ability to comply with SEC requirements and investment guidelines

Job Summary

  • Provide end-to-end support to investment company clients and their Compliance teams by sharing meaningful insights about the funds ability to comply with SEC requirements and investment guidelines.
  • The team you will be joining is a part of State Street Global Advisors (SSGA), one of the biggest asset managers in the world.
  • We are committed to fostering an environment where every employee feels valued and empowered to reach their full potential.

Matching Summary

Provide end-to-end support to investment company clients and their Compliance teams by sharing meaningful insights about the funds ability to comply with SEC requirements and investment guidelines.

Skills & Requirements

Must-have

  • U.S. Investment Companies Act of 1940 or UCITS
  • Investment compliance monitoring or coding
  • Analyze investment guidelines and policies
  • SQL
  • Alteryx workflow design and refinement

Nice-to-have

  • Strong communication and interpersonal skills
  • Organizational and time management skills
  • Deadline and detail oriented
  • Charles River Development (CRD) exposure
  • Coding in Visual Basic Applications (VBA)

Key Requirements

  • 4+ years in Fund Administration or related work
  • Investment compliance monitoring or coding experience
  • University degree in Business majoring in Accounting, Finance, or other Financial-related programs

Work Rights

Not specified

Tailored Resume

Cover Letter