Sr. Regulatory Operations Analyst | Nonfinancial Regulatory Reporting

Chartwell Investment Partners

St. Petersburg, FL, USA
Hybrid
Regulatory reporting
Client asset control
Risk mitigation
This position supports the firm’s compliance with non-financial regulatory reporting requirements, focusing on client asset control and risk mitigation

Job Summary

  • This position supports the firm’s compliance with non-financial regulatory reporting requirements, focusing on client asset control and risk mitigation.
  • The role involves collaborating with management and internal stakeholders to interpret regulations, implement improvements, and resolve reporting integrity issues.
  • The company fosters a people-first culture that honors uniqueness and encourages associates to bring their authentic selves to work.

Matching Summary

This position supports the firm’s compliance with non-financial regulatory reporting requirements, focusing on client asset control and risk mitigation.

Skills & Requirements

Must-have

  • regulatory reporting
  • client asset control
  • risk mitigation
  • data analysis
  • policy interpretation

Nice-to-have

  • client-first focus
  • collaboration
  • continuous improvement
  • authentic self expression

Key Requirements

  • 3 to 6 years general experience
  • SIE required
  • Series 99 required
  • High School (HS) education

Work Rights

Not specified

Tailored Resume

Cover Letter