This role in Global Shared Services Compliance (GSSC) reports to the Global & Americas Head of Disclosure of Interest (DOI) Compliance and provides compliance advisory and oversight for the Americas DOI program
Job Summary
This role in Global Shared Services Compliance (GSSC) reports to the Global & Americas Head of Disclosure of Interest (DOI) Compliance and provides compliance advisory and oversight for the Americas DOI program.
Key responsibilities include monitoring regulatory change, conducting annual updates to DOI memoranda, and partnering with DOI Ops on various regulatory reporting requirements.
The position requires advising Technology and Data on system enhancements, conducting testing and monitoring, and delivering training on new rules and processes.
Matching Summary
This role in Global Shared Services Compliance (GSSC) reports to the Global & Americas Head of Disclosure of Interest (DOI) Compliance and provides compliance advisory and oversight for the Americas DOI program.
Salary
$70,000 - $125,000 per year
Skills & Requirements
Must-have
Disclosure of Interest (DOI) compliance
Regulatory change monitoring
Financial services compliance
Data analytics and AI tools
Cross-functional stakeholder engagement
Nice-to-have
Global consistency and transparency
AI-first mindset
Industry working group participation
Key Requirements
Undergraduate degree required
Experience in Compliance, Legal, Regulatory, or relevant risk/control functions
Experience in operations/trade support supporting regulatory reporting
Strong analytical and controls mindset
Proficiency with Excel and PowerPoint
Comfort leveraging automation, data analytics, and AI tools
Strong organizational skills with attention to detail
Ability to work effectively with global, cross-functional stakeholders