ASX is seeking a Principal Adviser for their Participants Compliance Team to ensure compliance with market regulations and enhance operational frameworks. The ideal candidate will have significant experience in financial products and compliance methodologies, alongside strong communication and relationship management skills
Job Summary
The role involves assisting in managing the compliance relationship between ASX Group and its participants while ensuring adherence to operating rules.
Candidates must possess a broad understanding of financial products including equities, bonds, and derivative products along with their settlement arrangements.
ASX fosters an inclusive workplace culture celebrating diversity and offering flexible working options for all employees.
Matching Summary
Match Score: 85
ASX is seeking a Principal Adviser for their Participants Compliance Team to ensure compliance with market regulations and enhance operational frameworks. The ideal candidate will have significant experience in financial products and compliance methodologies, alongside strong communication and relationship management skills.
Skills & Requirements
Must-have
Significant financial markets experience
Knowledge of equities bonds and derivatives
Understanding of settlement arrangements
Sophisticated compliance and risk methodologies
Critical analysis of regulatory obligations
Exceptional verbal written communication skills
Nice-to-have
Experience drafting policy and rule changes
Demonstrated change management skills
Knowledge of BCP disaster recovery frameworks
Strong relationship management skills
Ability to manage difficult conversations
Key Requirements
Tertiary qualification in law accounting finance business economics or related disciplines
Must be legally authorised to work in Australia on a permanent basis without restrictions
Work Rights
Must have permanent work authorization in Australia without restrictions