Registered Client Service Associate - Rockville, Md

Chartwell Investment Partners

Rockville, MD, US
Base: $45,000.00-$80,000.00; bonus/equity: not spe...
Hybrid
Series 7 license required
Sie exam certification mandatory
Crm software proficiency needed
This role provides high-quality administrative support to Financial Advisors, prospective clients, and branch staff within a dynamic team environment

Job Summary

  • This role provides high-quality administrative support to Financial Advisors, prospective clients, and branch staff within a dynamic team environment.
  • The ideal candidate will manage multiple detailed tasks with frequently changing priorities while ensuring compliance with firm and industry regulations.
  • Raymond James offers a people-first culture that values integrity, independence, and a conservative long-term view for its associates.

Matching Summary

This role provides high-quality administrative support to Financial Advisors, prospective clients, and branch staff within a dynamic team environment.

Salary

Base: $45,000.00-$80,000.00; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Series 7 license required
  • SIE exam certification mandatory
  • CRM software proficiency needed
  • Excel spreadsheet development skills
  • High volume client interaction handling

Nice-to-have

  • Strong problem-solving abilities
  • Effective multi-platform communication
  • Proactive follow-up on tasks
  • Ability to work in fast-paced environment
  • Experience with investment concepts

Key Requirements

  • High School Diploma or equivalent
  • 1+ years securities industry experience preferred
  • Series 7 license required
  • SIE exam required unless exempted
  • State specific Series 63/65/66 as applicable

Work Rights

Not specified

Tailored Resume

Cover Letter