Head Of Ethics And Conduct Compliance

Vanguard UK

Hybrid
Enterprise-wide compliance program implementation
Regulatory knowledge of fca and asic rules
Supervisory experience managing compliance teams
Vanguard UK is seeking a Head of Ethics and Conduct Compliance to lead compliance initiatives and foster a culture of ethical conduct across the organization. The role requires extensive experience in regulatory compliance, oversight of ethical standards, and team management, with a focus on developing policies and monitoring compliance programs

Job Summary

  • This global role leads a team responsible for implementing an enterprise-wide culture of compliance at Vanguard.
  • The position requires ensuring compliance with the Investment Adviser Act Rule 204A-1 and other global conduct standards under FCA and ASIC rules.
  • Vanguard operates on a hybrid working model designed to capture flexibility while enabling in-person learning and collaboration.

Matching Summary

Match Score: 85

Vanguard UK is seeking a Head of Ethics and Conduct Compliance to lead compliance initiatives and foster a culture of ethical conduct across the organization. The role requires extensive experience in regulatory compliance, oversight of ethical standards, and team management, with a focus on developing policies and monitoring compliance programs.

Skills & Requirements

Must-have

  • Enterprise-wide compliance program implementation
  • Regulatory knowledge of FCA and ASIC rules
  • Supervisory experience managing compliance teams
  • Investment Adviser Act Rule 204A-1 expertise
  • Anti-Bribery Anti-Corruption program management

Nice-to-have

  • Trusted advisor to business leaders
  • Strategic problem solving for complex issues
  • Expertise in conflicts of interest programs
  • Strong collaborative culture fit
  • Ability to drive ethical culture transformation

Key Requirements

  • Minimum ten years related work experience
  • Undergraduate degree required; graduate degree preferred
  • Supervisory experience managing crew members
  • Regulatory, compliance, or auditing background preferred
  • No visa sponsorship available

Work Rights

Must have right to work in UK

Tailored Resume

Cover Letter