The purpose of the Compliance Manager role is to manage and maintain a regulatory compliance framework, promoting a compliance culture across the business
Job Summary
The purpose of the Compliance Manager role is to manage and maintain a regulatory compliance framework, promoting a compliance culture across the business.
Primary duties include conducting periodic second line monitoring reviews on first line activities to ensure regulatory requirements are met, and creating monthly reports summarizing compliance effectiveness.
The role involves building relationships across departments, supporting the Regulatory Compliance team, and maintaining knowledge of regulatory changes to recommend improvements.
Matching Summary
The purpose of the Compliance Manager role is to manage and maintain a regulatory compliance framework, promoting a compliance culture across the business.
Skills & Requirements
Must-have
Regulatory compliance monitoring
Anti-Money Laundering policy adherence
Second line monitoring function
Strong organisational skills
Excellent written and verbal communication
IT literacy including Google software
Flexibility to work UK hours
Nice-to-have
Financial regulatory knowledge
Ability to build positive working relationships
Sound reasoning and decision making
Demonstrate personal integrity and ethical behaviour
Key Requirements
Experience in second line or monitoring function
Knowledge of financial regulatory laws and AML
ICA certificate in compliance (desirable)
Willingness to undertake professional qualifications