Senior Risk & Compliance Manager – Investments & Wealth Management

Mercer

Australia
Hybrid (3 days onsite)
Investment regulatory obligations
Policies and standards
Governance reporting
Mercer is seeking a Senior Risk & Compliance Manager for its Investments & Wealth Management team in Australia. The role focuses on providing regulatory expertise and ensuring compliance across financial advice and investment activities while promoting stakeholder trust and enhancing governance frameworks

Job Summary

  • Provide trusted technical risk and compliance expertise across financial advice and investment activities.
  • Maintain and uplift policies, standards and guidance materials, translating regulation into workable business guidance.
  • Strong development through senior stakeholder exposure and complex regulatory work.

Matching Summary

Match Score: 85

Mercer is seeking a Senior Risk & Compliance Manager for its Investments & Wealth Management team in Australia. The role focuses on providing regulatory expertise and ensuring compliance across financial advice and investment activities while promoting stakeholder trust and enhancing governance frameworks.

Skills & Requirements

Must-have

  • investment regulatory obligations
  • policies and standards
  • governance reporting
  • incident/breach support
  • financial markets understanding

Nice-to-have

  • pragmatic business-enabling approach
  • continuous improvement mindset
  • strong written communication skills

Key Requirements

  • 7–10+ years’ Risk/Compliance/Legal experience
  • Wealth, advice or funds management experience
  • Relevant tertiary and/or industry qualifications

Work Rights

Must have approval to work in Australia

Tailored Resume

Cover Letter