Vice President, Brcm, Financial Advisory And Conduct

UOB United Overseas Bank Limited

Singapore, Singapore, Singapore
Financial advisory regulations
Compliance framework development
Risk management
Lead the development, implementation, and oversight of the compliance framework governing financial advisors

Job Summary

  • Lead the development, implementation, and oversight of the compliance framework governing financial advisors.
  • Oversee the organization’s adherence to financial advisory regulations and internal governance standards.
  • Generate detailed compliance and risk reports for senior leadership, highlighting key metrics, challenges, and recommendations.

Matching Summary

Lead the development, implementation, and oversight of the compliance framework governing financial advisors.

Skills & Requirements

Must-have

  • Financial advisory regulations
  • Compliance framework development
  • Risk management
  • Regulatory compliance management
  • Strategic leadership

Nice-to-have

  • Proactive problem-solving
  • High ethical standards
  • Continuous improvement culture

Key Requirements

  • 10+ years in financial services
  • Significant experience in compliance
  • Significant experience in advisory frameworks
  • Significant leadership roles
  • Bachelor’s degree in finance, business, law, or related field

Work Rights

Not specified

Tailored Resume

Cover Letter