Surveillance – Trade Surveillance Compliance Office - Analyst To Associate

Dnsdblookup

Jacksonville, FL, US
Analyst: $45,000 - $76,500; associate: $54,000 - $...
Hybrid
Monitor and investigate trading activities
Detect violations of market abuse
Examine firm and customer trading activity
The primary function of the role is detecting, monitoring, examining and investigating trading activities of Deutsche Bank Investment Bank (IB) to identify possible violations of market abuse and of the Firm’s Trading Policies

Job Summary

  • The primary function of the role is detecting, monitoring, examining and investigating trading activities of Deutsche Bank Investment Bank (IB) to identify possible violations of market abuse and of the Firm’s Trading Policies.
  • Conduct daily surveillance of Firm and Customer trading activity to ensure compliance with appropriate rules, regulations, and firm policies.
  • A diverse and inclusive environment that embraces change, innovation, and collaboration.

Matching Summary

The primary function of the role is detecting, monitoring, examining and investigating trading activities of Deutsche Bank Investment Bank (IB) to identify possible violations of market abuse and of the Firm’s Trading Policies.

Salary

Analyst: $45,000 - $76,500; Associate: $54,000 - $83,500

Skills & Requirements

Must-have

  • Monitor and investigate trading activities
  • Detect violations of market abuse
  • Examine firm and customer trading activity
  • Document research results and escalate violations

Nice-to-have

  • Embraces change, innovation, and collaboration
  • Proactive approach to tasks and responsibilities
  • Great attitude and interpersonal skills

Key Requirements

  • Moderate work experience in regulatory, audit, compliance, risk, surveillance
  • College degree or equivalent work experience
  • Knowledge/experience with financial markets and products

Work Rights

Not specified

Tailored Resume

Cover Letter