Assistant Manager, Agency Compliance

Prudential

Macau
Promote ethical business practices
Provide compliance advice
Supervise complaint investigation cases
The role will promote ethical business practices and conduct as well as provide compliance advice to ensure the Macau branch operations are meeting Macau’s law and regulatory requirements, group policies and procedures

Job Summary

  • The role will promote ethical business practices and conduct as well as provide compliance advice to ensure the Macau branch operations are meeting Macau’s law and regulatory requirements, group policies and procedures.
  • Supervise and oversee the complaint and investigation cases, including but not limited to designing and preparing compliance report and complaint case/disciplinary statistics to management, providing advice and assist teammates in conducting investigation, interview of complainant and complainee, preparing of investigation report, implementing Disciplinary actions.
  • Uplift agency’s compliance awareness by providing appropriate and updated training to agencies.

Matching Summary

The role will promote ethical business practices and conduct as well as provide compliance advice to ensure the Macau branch operations are meeting Macau’s law and regulatory requirements, group policies and procedures.

Skills & Requirements

Must-have

  • Promote ethical business practices
  • Provide compliance advice
  • Supervise complaint investigation cases
  • Manage regulator relationships
  • Uplift agency compliance awareness
  • Maintain Agency Handbook and SOPs

Nice-to-have

  • Partners for every life
  • Protectors for every future
  • Connect, Grow, and Succeed
  • Support career ambitions

Key Requirements

  • 3 years relevant experience
  • Familiar with regulatory requirements
  • Bachelor’s degree holder or above
  • Resident of Macau SAR preferred

Work Rights

Resident of Macau SAR preferred

Tailored Resume

Cover Letter