Alternative Investments Compliance Officer

Morgan Stanley

Dallas, United States
Alternative investments product knowledge
Hedge funds, private equity/real estate/credit funds
Interval funds, non-traded reits, exchange funds
Provide regulatory and compliance advice and guidance to Wealth Management business groups involved in Alternative Investments

Job Summary

  • Provide regulatory and compliance advice and guidance to Wealth Management business groups involved in Alternative Investments.
  • Review existing policies and procedures, assess regulatory implications, and lead key projects related to regulations for specific products or business services.
  • Morgan Stanley offers an environment where employees are supported and empowered, with ample opportunity for career advancement and comprehensive employee benefits.

Matching Summary

Provide regulatory and compliance advice and guidance to Wealth Management business groups involved in Alternative Investments.

Skills & Requirements

Must-have

  • Alternative Investments product knowledge
  • Hedge Funds, Private Equity/Real Estate/Credit Funds
  • Interval Funds, Non-Traded REITs, Exchange Funds
  • Regulatory initiatives assessment
  • Product development process advice
  • Policy and procedure review
  • Compliance monitoring and testing collaboration

Nice-to-have

  • Strong interpersonal and communication skills
  • Analytical and problem-solving abilities
  • Detail-oriented and regulatory focus
  • Dynamic, deadline-focused environment adaptability
  • Results-oriented approach

Key Requirements

  • 8+ years relevant experience
  • Bachelor's Degree from an accredited U.S. college or university
  • Familiarity with current alternative investments and financial regulatory requirements
  • Compliance and operational risk management assessment skills

Work Rights

Not specified

Tailored Resume

Cover Letter