Director, Compliance – Head Of Us Surveillance Initiatives And Portfolio Management, Td Securities (us)

TD Bank

New York, New York, United States of America
Base: $185,000 - $225,000 usd; bonus/equity: eligi...
10+ years compliance surveillance experience
Trade and communications surveillance framework
Regulatory remediation project management
The role involves leading large surveillance projects, including remediation and implementing new tools to ensure a robust compliance program

Job Summary

  • The role involves leading large surveillance projects, including remediation and implementing new tools to ensure a robust compliance program.
  • Candidates will be responsible for reporting on the state of the surveillance program to the Board, senior management, and regulators.
  • TD offers a competitive total rewards package including base salary, variable compensation, health benefits, and career development opportunities.

Matching Summary

The role involves leading large surveillance projects, including remediation and implementing new tools to ensure a robust compliance program.

Salary

Base: $185,000 - $225,000 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, retirement, paid time off, and banking discounts

Skills & Requirements

Must-have

  • 10+ years compliance surveillance experience
  • Trade and communications surveillance framework
  • Regulatory remediation project management
  • Global stakeholder management
  • Audit findings tracking and resolution

Nice-to-have

  • Strategic thinking in complex environments
  • High confidence low ego leadership style
  • Experience with emerging risk identification
  • Strong presentation skills for boards
  • Talent development and coaching expertise

Key Requirements

  • Bachelor's degree required
  • 10+ years relevant industry and management experience
  • Experience managing complex regulatory remediation
  • People leadership and talent development experience

Work Rights

Not specified

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