Senior Risk And Compliance Analyst

FundRock Management Company S.A. (Apex group)

Luxembourg City, Luxembourg
On-site
Investment compliance restrictions
Ucits/aif under management
Sfdr related restrictions
FundRock Management Company S.A. is seeking a Senior Risk and Compliance Analyst to support the operational activities of their Investment Compliance Team in Luxembourg. The role involves monitoring investment compliance for UCITS/AIF funds, regulatory reporting, and collaboration with various stakeholders

Job Summary

  • Perform the regular monitoring in relation to investment compliance restrictions for UCITS/AIF under management (investment objectives & policies, regulatory restrictions, including SFDR related restrictions).
  • Investigate and communicate the status of exceptions identified in relation to investment compliance restrictions (regulatory or fund specific), assess and propose classification of breaches including inter alia CSSF reporting pursuant to Circular 24/856.
  • As a vital team member and in return for your expertise, inclusive approach and commitment, we'll provide a favourable salary and the chance to join a passionate and welcoming team.

Matching Summary

Match Score: 85

FundRock Management Company S.A. is seeking a Senior Risk and Compliance Analyst to support the operational activities of their Investment Compliance Team in Luxembourg. The role involves monitoring investment compliance for UCITS/AIF funds, regulatory reporting, and collaboration with various stakeholders.

Skills & Requirements

Must-have

  • investment compliance restrictions
  • UCITS/AIF under management
  • SFDR related restrictions
  • CSSF reporting pursuant to Circular 24/856
  • risk profile of UCITS/AIF
  • fund documentation review
  • communication with fund stakeholders

Nice-to-have

  • solution-oriented mindset
  • multicultural team
  • talent development opportunities

Key Requirements

  • at least 3 years experience
  • Extensive knowledge of Luxembourg and European regulatory framework
  • Full professional proficiency in English

Work Rights

Not specified

Tailored Resume

Cover Letter