Compliance Executive

Apex Group

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Liaising with financial regulators
Drafting compliance and aml policies
Managing kyc and due diligence processes
** Apex Group is seeking a Compliance Executive to oversee compliance and anti-money laundering (AML) activities, ensuring adherence to regulatory requirements. The role involves liaising with regulators, drafting compliance procedures, and providing training to staff. **

Job Summary

  • The role involves liaising with regulators and maintaining up-to-date compliance manuals for fund administration clients.
  • As a Money Laundering Reporting Officer, the candidate will oversee KYC systems, conduct risk assessments, and manage suspicious activity reports.
  • The position offers the opportunity to support clients setting up operations in regulated jurisdictions like DIFC and ADGM.

Matching Summary

Match Score: 75

** Apex Group is seeking a Compliance Executive to oversee compliance and anti-money laundering (AML) activities, ensuring adherence to regulatory requirements. The role involves liaising with regulators, drafting compliance procedures, and providing training to staff. **

Skills & Requirements

Must-have

  • Liaising with financial regulators
  • Drafting compliance and AML policies
  • Managing KYC and due diligence processes
  • Overseeing regulatory return submissions
  • Conducting AML risk assessments

Nice-to-have

  • Experience in DIFC or ADGM regulations
  • Ability to drive compliance culture
  • Supporting new client operations setup
  • Cross-jurisdictional service experience

Key Requirements

  • Knowledge of DFSA/ADGM rules
  • Experience with FSRA regulations
  • Background in AML and compliance
  • Regulatory reporting expertise

Work Rights

Not specified

Tailored Resume

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