Avp / Vp, Control Room, Compliance

Ares

7-10+ years control room experience
Conflicts management and monitoring lists
Credit-based strategies knowledge
The role involves managing daily conflicts checks, wall crossing processes, and maintaining restricted lists for a global investment firm

Job Summary

  • The role involves managing daily conflicts checks, wall crossing processes, and maintaining restricted lists for a global investment firm.
  • Candidates must possess deep knowledge of credit-based strategies including private equity, private debt, and capital markets activities.
  • The position requires partnering with trading compliance teams to ensure proper operation of the firm's compliance trading program.

Matching Summary

The role involves managing daily conflicts checks, wall crossing processes, and maintaining restricted lists for a global investment firm.

Skills & Requirements

Must-have

  • 7-10+ years Control Room experience
  • Conflicts management and monitoring lists
  • Credit-based strategies knowledge
  • Bloomberg terminal proficiency
  • SEC regulatory interpretation

Nice-to-have

  • Offshore team management experience
  • Strong interpersonal negotiation skills
  • Proactive issue anticipation
  • Fast-paced environment adaptability
  • High level of intellectual curiosity

Key Requirements

  • Bachelor's Degree required
  • 7-10+ years at global investment adviser or bank
  • Control Room or conflicts management experience
  • Familiarity with SEC regulations

Work Rights

Not specified

Tailored Resume

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