Provide end-to-end support to investment company clients and their Compliance teams by sharing meaningful insights about the funds ability to comply with SEC requirements and investment guidelines
Job Summary
Provide end-to-end support to investment company clients and their Compliance teams by sharing meaningful insights about the funds ability to comply with SEC requirements and investment guidelines.
The team is part of State Street Global Advisors (SSGA), one of the biggest asset managers in the world, pioneering new ways to invest.
Benefits packages are competitive and comprehensive, with access to flexible Work Programs and development programs.
Matching Summary
Provide end-to-end support to investment company clients and their Compliance teams by sharing meaningful insights about the funds ability to comply with SEC requirements and investment guidelines.
Skills & Requirements
Must-have
Investment compliance monitoring
SEC requirements
Prospectus/SAI interpretation
Alteryx workflow design
SQL knowledge
Nice-to-have
Charles River Development (CRD) exposure
VBA coding
Index, ETF, and ESG investing pioneers
Active community engagement
Key Requirements
4+ years in Fund Administration
Investment compliance monitoring or coding experience
U.S. Investment Companies Act of 1940 or UCITS knowledge