Markets Compliance Officer, Assistant Vice President (avp)

State Street Corporation

Tokyo, Japan
Not specified
Develop and implement compliance program
Enhance risk management for business
Monitor regulatory changes
State Street Corporation is seeking a Markets Compliance Officer, Assistant Vice President (AVP) for their Tokyo location. The role entails developing and implementing compliance programs, managing compliance risks, and ensuring adherence to regulatory requirements within the financial services sector

Job Summary

  • Develops and implements the compliance program for State Street Trust and Banking Co., Ltd. and State Street Bank and Trust Company Tokyo Branch.
  • Ensure effective identification, measurement, control and management of compliance risk (both local and global) across SSGM Japan.
  • Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability.

Matching Summary

Match Score: 85

State Street Corporation is seeking a Markets Compliance Officer, Assistant Vice President (AVP) for their Tokyo location. The role entails developing and implementing compliance programs, managing compliance risks, and ensuring adherence to regulatory requirements within the financial services sector.

Skills & Requirements

Must-have

  • Develop and implement compliance program
  • Enhance risk management for business
  • Monitor regulatory changes
  • Liaise with regulatory agencies

Nice-to-have

  • Strive for cutting-edge solutions
  • Build resilience and execute deliverables
  • Make your mark in the financial services industry

Key Requirements

  • +5 years securities/banking regulatory inspections
  • Regulatory registration and licensing skills
  • +5 years Japan securities/banking regulatory environment experience
  • Good working knowledge of conduct of business rules
  • Proven interpersonal, communication, project management skills
  • Demonstrated problem solving, decision-making and negotiation skills
  • Holder of JDSA Internal Control Manager qualification (preferred)

Work Rights

Not specified

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