Senior Compliance Consultant - Capital Markets, Commercial And Investment Banking, Institutional B/d And Asset Management (hybrid - Metro Nyc Or Buffalo, Ny)

M&T Bank

New York, New York, United States of America
Base: $109,300.00 - $182,100.00 annual; bonus/equi...
Capital markets compliance oversight
Regulatory examination management
Second line of defense credibility
The role involves providing comprehensive compliance risk management activities across Capital Markets, Commercial Banking, and Investment Banking divisions

Job Summary

  • The role involves providing comprehensive compliance risk management activities across Capital Markets, Commercial Banking, and Investment Banking divisions.
  • Candidates must act as a Second Line of Defense by offering credible challenge to business lines and senior management regarding risk mitigation strategies.
  • The position requires interacting with major federal and state regulators including the Federal Reserve, SEC, FINRA, and CFTC to oversee examinations.

Matching Summary

The role involves providing comprehensive compliance risk management activities across Capital Markets, Commercial Banking, and Investment Banking divisions.

Salary

Base: $109,300.00 - $182,100.00 Annual; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Capital Markets compliance oversight
  • Regulatory examination management
  • Second line of defense credibility
  • Risk assessment and control environment
  • Fiduciary standards adherence

Nice-to-have

  • Strong critical thinking skills
  • Experience with diverse regulatory bodies
  • Ability to translate ambiguous issues
  • Knowledge of private equity practices
  • Project management capabilities

Key Requirements

  • Bachelor's degree in related field
  • 6 years experience in compliance or legal
  • Working knowledge of Securities Act of 1933
  • Experience with BSA/AML and OFAC regulations

Work Rights

Not specified

Tailored Resume

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