Investment Compliance - Team Lead

State Street

Bangalore, India
Investment compliance monitoring
Interpretation of investment guidelines
Client onboarding for compliance
The team you will be joining is a part of State Street Global Advisors (SSGA), one of the biggest asset managers in the world, that provides services to the world’s governments, institutions and financial advisors

Job Summary

  • The team you will be joining is a part of State Street Global Advisors (SSGA), one of the biggest asset managers in the world, that provides services to the world’s governments, institutions and financial advisors.
  • You will be responsible for onboarding new clients by interpreting prospectuses and extracting compliance restrictions to create compliance rule matrices and ensuring accurate compliance reporting.
  • State Street offers a great work environment with competitive benefits, flexible work programs, and a strong commitment to inclusion, diversity, and social responsibility.

Matching Summary

The team you will be joining is a part of State Street Global Advisors (SSGA), one of the biggest asset managers in the world, that provides services to the world’s governments, institutions and financial advisors.

Skills & Requirements

Must-have

  • Investment compliance monitoring
  • Interpretation of investment guidelines
  • Client onboarding for compliance
  • Knowledge of SEC requirements
  • Alteryx workflow design and refinement
  • SQL knowledge
  • Compliance rule matrix creation

Nice-to-have

  • Strong communication skills
  • Organizational and time management skills
  • Analytical skills
  • Exposure to Charles River Development
  • VBA coding experience
  • Team collaboration and liaison

Key Requirements

  • 4+ years Fund Administration experience
  • Investment compliance monitoring experience
  • University degree in Business or Finance
  • Preferred certifications: FRM, CFA, CISI

Work Rights

Not specified

Tailored Resume

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