Compliance Risk Testing Analyst – Assistant Vice President

State Street UK

Toronto, CA
Base: $91,000 - $140,500 annual; bonus/equity: not...
4d onsite
Experience in risk assessment
Internal controls testing expertise
Regulatory compliance knowledge
The role involves leading process walkthroughs and executing regulatory testing to ensure compliance with laws and internal policies

Job Summary

  • The role involves leading process walkthroughs and executing regulatory testing to ensure compliance with laws and internal policies.
  • Candidates must draft reports for executive consumption that clearly communicate results, risks, and key issues.
  • The position offers a hybrid work model requiring 3-4 days onsite in Toronto with opportunities to contribute to a global team.

Matching Summary

The role involves leading process walkthroughs and executing regulatory testing to ensure compliance with laws and internal policies.

Salary

Base: $91,000 - $140,500 Annual; Bonus/Equity: Not specified; Benefits: Inclusive development, flexible work-life support, paid volunteer days

Skills & Requirements

Must-have

  • Experience in risk assessment
  • Internal controls testing expertise
  • Regulatory compliance knowledge
  • Process walkthrough leadership
  • Executive level reporting skills

Nice-to-have

  • Asset Management sector experience
  • U.S. Core Banking Regulations knowledge
  • Global team collaboration adaptability
  • Inclusive mindset for diverse teams
  • Thought leadership motivation

Key Requirements

  • Bachelor's degree required
  • Relevant corporate testing or audit experience
  • CPA, CIA, CISA certification preferred

Work Rights

Not specified

Tailored Resume

Cover Letter