Vice President, Regional Compliance Monitoring Team Lead

Mitsubishi UFJ Financial Group (MUFG)

Hong Kong, Hong Kong
Compliance monitoring & testing
Risk assessments and issue analysis
Internal controls design and effectiveness
The incumbent will lead a team in Hong Kong and Bangalore in completing Compliance Monitoring & Testing activities including, but not limited to, conducting risk assessments, planning and executing reviews, and conducting issue analysis

Job Summary

  • The incumbent will lead a team in Hong Kong and Bangalore in completing Compliance Monitoring & Testing activities including, but not limited to, conducting risk assessments, planning and executing reviews, and conducting issue analysis.
  • Provide regional oversight to the Compliance Monitoring teams in other APAC countries, including proactive outreach, QC checks, and providing trainings.
  • Build relationships with peers and stakeholders within the organization and effectively manage stakeholder relationships to a mutually accountable, productive, respectful and trusted level.

Matching Summary

The incumbent will lead a team in Hong Kong and Bangalore in completing Compliance Monitoring & Testing activities including, but not limited to, conducting risk assessments, planning and executing reviews, and conducting issue analysis.

Skills & Requirements

Must-have

  • Compliance Monitoring & Testing
  • Risk assessments and issue analysis
  • Internal controls design and effectiveness
  • Regional oversight and QC checks
  • Data analytics for review efficiencies

Nice-to-have

  • Building stakeholder relationships
  • Continuous process improvement
  • Leading and developing teams
  • Inspiring and making impact

Key Requirements

  • Minimum 8 years experience
  • 3 years people management
  • Degree qualified
  • Proficiency in Asian languages is an advantage

Work Rights

Not specified

Tailored Resume

Cover Letter