Risk & Compliance Senior Associate

Caterpillar Inc.

Bangalore, India
Onsite
Sox compliance reviews
Internal financial control assessments
Control deficiency identification
The incumbent would be responsible for supporting the Sarbanes‑Oxley (SOX) compliance, Internal Financial Control (IFC) program by ensuring adherence to enterprise and business unit policies, internal financial control requirements, and applicable regulatory standards

Job Summary

  • The incumbent would be responsible for supporting the Sarbanes‑Oxley (SOX) compliance, Internal Financial Control (IFC) program by ensuring adherence to enterprise and business unit policies, internal financial control requirements, and applicable regulatory standards.
  • Perform SOX compliance reviews and IFC assessments across business processes, including documentation, design evaluation, and operating effectiveness testing.
  • Work Life Harmony and Holistic Development are provided through earned and medical leave, employee resource groups, career development opportunities, and comprehensive health and wellness programs.

Matching Summary

The incumbent would be responsible for supporting the Sarbanes‑Oxley (SOX) compliance, Internal Financial Control (IFC) program by ensuring adherence to enterprise and business unit policies, internal financial control requirements, and applicable regulatory standards.

Skills & Requirements

Must-have

  • SOX compliance reviews
  • internal financial control assessments
  • control deficiency identification
  • remediation tracking
  • process documentation and improvement
  • cross-functional stakeholder coordination

Nice-to-have

  • problem solving and analytical thinking
  • proactive initiative contribution
  • continuous strengthening of internal controls
  • work life harmony and holistic development

Key Requirements

  • Chartered Accountant (CA) or Certified Internal Auditor (CIA)
  • 3-4 years post-qualification experience
  • Prior experience in SOX compliance or internal audits
  • Work onsite five days a week

Work Rights

Not specified

Tailored Resume

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