Compliance Quality Assurance Manager (us)

TD Bank

Charlotte, North Carolina, United States of America
Base: $86,840 - $139,360 usd; bonus/equity: eligib...
Hybrid
7+ years internal audit experience
Independent compliance testing execution
Knowledge of financial institution laws
The role is responsible for planning and overseeing independent compliance testing to ensure adherence to established policies and standards

Job Summary

  • The role is responsible for planning and overseeing independent compliance testing to ensure adherence to established policies and standards.
  • TD Bank offers a competitive salary range of $86,840 to $139,360 USD along with comprehensive total rewards including health benefits and retirement programs.
  • This position requires creating a culture of compliance that cascades throughout the organization while providing strategic guidance on reshaping structures.

Matching Summary

The role is responsible for planning and overseeing independent compliance testing to ensure adherence to established policies and standards.

Salary

Base: $86,840 - $139,360 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, well-being, savings, retirement, PTO, banking discounts

Skills & Requirements

Must-have

  • 7+ years internal audit experience
  • Independent compliance testing execution
  • Knowledge of financial institution laws

Nice-to-have

  • Strategic critical thinking skills
  • Cross-functional collaboration abilities
  • Process improvement expertise

Key Requirements

  • Undergraduate degree or equivalent work experience
  • 7+ years of relevant experience
  • CPA, CIA, CFE, CRCM certification (preferred)

Work Rights

Not specified

Tailored Resume

Cover Letter