Registered Associate Ii

Northern Trust

Fort Lauderdale, FL, US
Base: $64,125 - $105,925 usd; bonus/equity: discre...
Onsite
Strong understanding of investment products
Experience with brokerage operations
Knowledge of regulatory requirements
The role serves as a primary point of contact for clients, managing account opening, maintenance, and trade execution while acting as a liaison between clients, advisors, and internal partners

Job Summary

  • The role serves as a primary point of contact for clients, managing account opening, maintenance, and trade execution while acting as a liaison between clients, advisors, and internal partners.
  • Candidates must possess FINRA licenses including SIE, Series 7 or 7TO, and Series 63/65 or 66, along with at least two years of client-facing experience in financial services.
  • Northern Trust offers a comprehensive benefits package including retirement plans, health coverage, paid time off, and a discretionary bonus program with potential equity components.

Matching Summary

The role serves as a primary point of contact for clients, managing account opening, maintenance, and trade execution while acting as a liaison between clients, advisors, and internal partners.

Salary

Base: $64,125 - $105,925 USD; Bonus/Equity: Discretionary bonus program with potential equity component; Benefits: Comprehensive package including 401k, pension, medical, dental, vision, PTO, and parental leave

Skills & Requirements

Must-have

  • Strong understanding of investment products
  • Experience with brokerage operations
  • Knowledge of regulatory requirements
  • Proficiency in CRM systems
  • Ability to manage multiple client tasks

Nice-to-have

  • Mentoring less-experienced team members
  • Participating in cross-functional initiatives
  • Experience with Wealthscape software
  • Experience with Morningstar Analytics
  • Excellent verbal communication skills

Key Requirements

  • Bachelor's degree preferred
  • FINRA licenses: SIE, Series 7/7TO, Series 63/65/66
  • Minimum 2 years client-facing experience
  • In-office work requirement in Fort Lauderdale, FL

Work Rights

Not specified

Tailored Resume

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