Principal Adviser, Investment Products Compliance

ASX OPERATIONS PTY

Sydney, Australia
Hybrid
Supervising investment products and warrants
Asx operating rules and corporations act
Exchange traded and investment products
As a Principal Adviser, you will play a senior and influential role in supervising ASX’s quoted investment products and warrants markets

Job Summary

  • As a Principal Adviser, you will play a senior and influential role in supervising ASX’s quoted investment products and warrants markets.
  • Your responsibilities include market supervision and decision-making, issuer and adviser engagement, policy, waivers and market development, and regulatory and internal collaboration.
  • We are proud to foster a workplace where diversity is celebrated and inclusion is part of our everyday culture.

Matching Summary

As a Principal Adviser, you will play a senior and influential role in supervising ASX’s quoted investment products and warrants markets.

Skills & Requirements

Must-have

  • Supervising investment products and warrants
  • ASX Operating Rules and Corporations Act
  • Exchange traded and investment products
  • Analysing complex product structures
  • Engaging with senior external stakeholders

Nice-to-have

  • Continuous improvement and curiosity
  • Mentoring and knowledge sharing
  • Flexible and hybrid working options

Key Requirements

  • Tertiary qualification in law, accounting, finance, business, economics
  • 5–8+ years of relevant professional experience
  • Strong working knowledge of ASX Operating Rules
  • Legally authorised to work in Australia

Work Rights

Legally authorised to work in Australia on a permanent basis

Tailored Resume

Cover Letter