Investment Chief Compliance Officer & Chief Risk Officer

AIA Australia

Shanghai, China
Lead risk and compliance function
Develop enterprise risk management framework
Oversee risk and compliance program
The Chief Risk & Compliance Officer is responsible for leading the risk and compliance function at iAMCCHINA and overseeing the risk and compliance program under the Governance Framework and Enterprise Risk Management Framework of iAMCCHINA

Job Summary

  • The Chief Risk & Compliance Officer is responsible for leading the risk and compliance function at iAMCCHINA and overseeing the risk and compliance program under the Governance Framework and Enterprise Risk Management Framework of iAMCCHINA.
  • Lead a strong compliance function while covering but not limited to the following duties: Design and develop the compliance framework for the Business and Management activities, ensure the adherence and maintaining ongoing compliance with applicable regulatory requirements applicable to iAMCCHINA.
  • Lead a strong risk function while covering but not limited to the following duties: Develop and maintain enterprise risk management framework including but not the risk appetite and tolerances.

Matching Summary

The Chief Risk & Compliance Officer is responsible for leading the risk and compliance function at iAMCCHINA and overseeing the risk and compliance program under the Governance Framework and Enterprise Risk Management Framework of iAMCCHINA.

Skills & Requirements

Must-have

  • Lead risk and compliance function
  • Develop enterprise risk management framework
  • Oversee risk and compliance program
  • Implement post-trade compliance monitoring
  • Liaise with industry and regulatory bodies
  • Manage incident management and emergency response

Nice-to-have

  • Courage, clarity and humanity
  • Collaborative mentality
  • Gravitas to work with senior stakeholders
  • Conscientious and flexible

Key Requirements

  • 8+ years in financial work with 3+ years in legal compliance
  • 8+ years in legal compliance with 3+ years in financial industry
  • 8+ years in financial work with Legal Professional Qualification Certificate
  • Degree in Legal, Risk Management, Business Administration, CFA
  • Solid experience in Investment Compliance
  • Experience dealing with regulators preferred
  • Good knowledge of investment compliance systems

Work Rights

Not specified

Tailored Resume

Cover Letter