Senior Compliance Officer, Trade Surveillance - Vice President

Deutsche Bank

Jacksonville, FL, US
Base: $96,000 to $152,000; bonus/equity: not speci...
Hybrid
Surveillance experience with listed products
Forensic trade lifecycle investigations
Knowledge of market abuse risks
This role serves as a Subject Matter Expert responsible for identifying and investigating potential market abuse across listed derivatives and fixed income products

Job Summary

  • This role serves as a Subject Matter Expert responsible for identifying and investigating potential market abuse across listed derivatives and fixed income products.
  • The position requires conducting complex forensic-style investigations of end-to-end trade lifecycles using multiple surveillance tools and systems.
  • Deutsche Bank offers a hybrid working model in Jacksonville, FL, along with competitive compensation, comprehensive benefits, and educational resources.

Matching Summary

This role serves as a Subject Matter Expert responsible for identifying and investigating potential market abuse across listed derivatives and fixed income products.

Salary

Base: $96,000 to $152,000; Bonus/Equity: Not specified; Benefits: Health, retirement, parental leave, and volunteer programs

Skills & Requirements

Must-have

  • Surveillance experience with listed products
  • Forensic trade lifecycle investigations
  • Knowledge of market abuse risks
  • Experience with SmartBroker tools
  • Understanding of order execution data

Nice-to-have

  • Strong written and verbal communication
  • Collaborative mindset across jurisdictions
  • Ability to train surveillance officers
  • Strategic global initiative contribution

Key Requirements

  • Proven surveillance experience covering listed products
  • Strong understanding of trade lifecycle processes
  • Hands-on experience with surveillance tools like SmartBroker

Work Rights

Not specified

Tailored Resume

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