Director-global Compliance

Franklin Templeton

Base: $250,000.00-$300,000.00; bonus: discretionar...
Hybrid
5+ years senior compliance experience
Broker-dealer rules knowledge
Team leadership and mentorship
Franklin Templeton is seeking a Director of Global Compliance to lead compliance functions within their financial services organization. The ideal candidate will have extensive experience in compliance, particularly in broker-dealer regulations, and will play a crucial role in mentoring a compliance team while providing strategic guidance to business stakeholders

Job Summary

  • The Compliance Director is responsible for overseeing key broker-dealer regulatory compliance functions and leading a team of compliance professionals.
  • This role partners closely with business stakeholders to provide strategic compliance guidance and ensure adherence to regulatory requirements across multiple business areas.
  • Benefits include three weeks paid time off, medical/dental/vision insurance, and an 85% company match on 401(k) contributions up to IRS limits.

Matching Summary

Match Score: 85

Franklin Templeton is seeking a Director of Global Compliance to lead compliance functions within their financial services organization. The ideal candidate will have extensive experience in compliance, particularly in broker-dealer regulations, and will play a crucial role in mentoring a compliance team while providing strategic guidance to business stakeholders.

Salary

Base: $250,000.00-$300,000.00; Bonus: Discretionary bonus offered; Benefits: 401k with 85% match, health insurance, PTO

Skills & Requirements

Must-have

  • 5+ years senior compliance experience
  • Broker-dealer rules knowledge
  • Team leadership and mentorship
  • Regulatory framework interpretation

Nice-to-have

  • Experience with tokenization and blockchain
  • Familiarity with AI regulatory implications
  • Asset management background preferred
  • Sales and distribution compliance expertise

Key Requirements

  • Minimum 5+ years in senior compliance role
  • Strong knowledge of broker-dealer rules
  • Prior people management experience preferred

Work Rights

Not specified

Tailored Resume

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