Associate, Conflicts Management And Trade Surveillance Compliance

Ares

New York, NY, United States
Base: $100,000-$120,000; bonus/equity: discretiona...
Conflicts management
Trade surveillance
Firm trading activities
The Compliance Department oversees and manages Ares’ global regulatory compliance and ethics program

Job Summary

  • The Compliance Department oversees and manages Ares’ global regulatory compliance and ethics program.
  • The Associate will oversee the daily review of firm-wide trading activities, including relevant conflicts checks related to deals and the firm’s restricted and other conflicts monitoring lists.
  • Ares offers robust Benefits offerings including comprehensive medical, dental, vision plans, 401(k) with company match, and various wellness programs.

Matching Summary

The Compliance Department oversees and manages Ares’ global regulatory compliance and ethics program.

Salary

Base: $100,000-$120,000; Bonus/Equity: Discretionary performance-based bonus; Benefits: Robust Benefits offerings

Skills & Requirements

Must-have

  • Conflicts management
  • Trade surveillance
  • Firm trading activities
  • Bloomberg
  • Financial instruments knowledge

Nice-to-have

  • Collaborative team player
  • Proactive measures
  • Intellectual curiosity
  • Client service oriented

Key Requirements

  • 3-5 years of experience
  • Control Room and/or conflicts management experience
  • Familiarity with SEC regulatory review
  • Bachelor’s Degree Required

Work Rights

Not specified

Tailored Resume

Cover Letter