Regulatory & Exam Management Analyst - Associate

Deutsche Bank

New York, NY, US
Base: $70,000 to $129,500; bonus/equity: not speci...
Hybrid
Bachelor's degree in finance or related field
Strong ai capabilities for documentation
Proficiency in microsoft excel and powerpoint
This role offers hands-on exposure to U.S. financial regulators including FINRA, the Federal Reserve Bank, and the SEC

Job Summary

  • This role offers hands-on exposure to U.S. financial regulators including FINRA, the Federal Reserve Bank, and the SEC.
  • The position focuses on execution, coordination, and documentation support rather than regulatory decision-making.
  • Employees benefit from a hybrid working model, competitive compensation, and access to educational resources.

Matching Summary

This role offers hands-on exposure to U.S. financial regulators including FINRA, the Federal Reserve Bank, and the SEC.

Salary

Base: $70,000 to $129,500; Bonus/Equity: Not specified; Benefits: Health, retirement, parental leave included

Skills & Requirements

Must-have

  • Bachelor's degree in Finance or related field
  • Strong AI capabilities for documentation
  • Proficiency in Microsoft Excel and PowerPoint
  • Ability to manage multiple regulatory deadlines
  • Experience with regulatory tracking tools

Nice-to-have

  • Internship experience in compliance or risk
  • Interest in leveraging AI for process improvement
  • Familiarity with securities markets regulation
  • Exposure to FINRA, SEC, or Federal Reserve exams
  • Demonstrated interest in data organization workflows

Key Requirements

  • Bachelor's degree required
  • Entry level experience preferred
  • Strong attention to detail

Work Rights

Not specified

Tailored Resume

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