Compliance & Legal – Compliance – Vp

Huatai International Financial Holdings Company Limited

Singapore
Not specified
Singapore financial institution experience
Mas sgx regulatory knowledge
Aml transaction monitoring systems
Huatai International Financial Holdings Company Limited is seeking a Vice President for Compliance & Legal to provide regulatory guidance and ensure adherence to compliance policies within its capital markets teams. The role demands a strong background in Singapore compliance regulations and experience in legal frameworks relevant to the financial sector

Job Summary

  • The role involves providing regulatory and firm compliance policy advice to equity and debt capital markets teams.
  • Candidates will be responsible for building AML systems and liaising with regulators on license applications and inspections.
  • The position requires overseeing information barrier policies and conducting compliance assurance reviews across business units.

Matching Summary

Match Score: 80

Huatai International Financial Holdings Company Limited is seeking a Vice President for Compliance & Legal to provide regulatory guidance and ensure adherence to compliance policies within its capital markets teams. The role demands a strong background in Singapore compliance regulations and experience in legal frameworks relevant to the financial sector.

Skills & Requirements

Must-have

  • Singapore financial institution experience
  • MAS SGX regulatory knowledge
  • AML transaction monitoring systems
  • Information barrier management
  • Underwriting and private placements

Nice-to-have

  • Mandarin speaking capability
  • Small team management experience
  • Legal document review skills
  • Agile mindset and collaborative attitude
  • Project management skills

Key Requirements

  • Minimum 6 years Singapore compliance experience
  • Degree in Law, Accounting, Business, Economics, or Finance
  • Familiarity with SFA, FAA, MAS Regulations, and Companies Act
  • Experience dealing with audits and regulatory examinations
  • Preferred Mandarin-speaking candidates

Work Rights

Not specified

Tailored Resume

Cover Letter