Central Risk Team Analyst - Institutional Securities Group Management

Morgan Stanley

New York, United States
Base: $110,000 - $125,000 py; bonus/equity: not sp...
On-site
Manage surveillance alert workflows
Investigate and document trading activity
Collaborate with legal and compliance
The Central Risk Team provides oversight of regulatory and firm requirements for supervision and surveillance across Institutional Equity, Fixed Income, Investment Banking, Global Capital Markets, and Research divisions

Job Summary

  • The Central Risk Team provides oversight of regulatory and firm requirements for supervision and surveillance across Institutional Equity, Fixed Income, Investment Banking, Global Capital Markets, and Research divisions.
  • The Analyst plays a key role in monitoring trading activity, supporting compliance with regulatory requirements, and ensuring adherence to firm policies.
  • Responsibilities include managing surveillance alert workflows, coordinating with stakeholders, identifying and implementing new controls, and analyzing trends for continuous improvement.

Matching Summary

The Central Risk Team provides oversight of regulatory and firm requirements for supervision and surveillance across Institutional Equity, Fixed Income, Investment Banking, Global Capital Markets, and Research divisions.

Salary

Base: $110,000 - $125,000 per year; Bonus/Equity: Not specified; Benefits: Included in total compensation package

Skills & Requirements

Must-have

  • Manage surveillance alert workflows
  • Investigate and document trading activity
  • Collaborate with Legal and Compliance
  • Design and test new control reports
  • Analyze alert trends for improvement
  • Maintain audit-ready documentation

Nice-to-have

  • Desire to learn new concepts
  • Positive outlook and problem-solving
  • Thrive in a fast-paced environment

Key Requirements

  • 1-3 years' experience in Financial Services
  • Background in Compliance, Risk Management, or Operations
  • Strong organizational skills and attention to detail
  • Solid understanding of applicable rules and regulations
  • Strong project management skills
  • Excellent oral and written communication skills
  • Proficiency in data analytics and visualization tools is a plus
  • Fixed Income and/or Equity surveillance background is a plus
  • FINRA Series 7 & 24 Licenses are a plus

Work Rights

Not specified

Tailored Resume

Cover Letter