Oaktree Capital is seeking an Assistant Vice President/Vice President for Compliance in Tokyo, Japan, responsible for overseeing compliance programs and regulatory obligations. The ideal candidate should have 5-10 years of compliance or legal experience in an international asset management or investment banking context, with strong knowledge of Japanese regulations and excellent language skills in English and Japanese
Job Summary
The role is responsible for managing all aspects of the compliance program for Oaktree Japan's operations including regulatory filings and inspections.
Candidates must possess extensive knowledge of Japanese regulatory regimes such as KLFB, FSA, and Type II FIBO requirements.
The position requires advising marketing and investment teams on sales practices, fund notifications, and maintaining compliance with both Japanese and US regulations.
Matching Summary
Match Score: 85
Oaktree Capital is seeking an Assistant Vice President/Vice President for Compliance in Tokyo, Japan, responsible for overseeing compliance programs and regulatory obligations. The ideal candidate should have 5-10 years of compliance or legal experience in an international asset management or investment banking context, with strong knowledge of Japanese regulations and excellent language skills in English and Japanese.
Skills & Requirements
Must-have
5-10 years compliance experience
Japanese regulatory regime knowledge
English and Japanese fluency
KLFB FSA regulatory reporting
Fund registration and maintenance
Nice-to-have
Experience with US regulatory matters
Track record in project management
Ability to maintain composure under pressure
Collaborative and inclusive environment
Key Requirements
Bachelor's degree required
5-10 years international asset management experience