Compliance Specialist Senior

Capital Group

Apacxj regulatory filings and surveys
Research, collect, and review documents
Draft and review compliance policies
Responsible for researching, collecting and reviewing documents to support distribution, sales and marketing (“DSM”) compliance in APACxJ region and complete and submit regulatory filings and surveys to regulators in APACxJ region

Job Summary

  • Responsible for researching, collecting and reviewing documents to support distribution, sales and marketing (“DSM”) compliance in APACxJ region and complete and submit regulatory filings and surveys to regulators in APACxJ region.
  • Drafts and reviews compliance policies, processes, controls and procedures and assists internal departments to enhance and improve these controls.
  • The Compliance Specialist Senior must demonstrates an intermediate knowledge in assigned areas and generally works independently, seeking direction for more complex tasks, as needed.

Matching Summary

Responsible for researching, collecting and reviewing documents to support distribution, sales and marketing (“DSM”) compliance in APACxJ region and complete and submit regulatory filings and surveys to regulators in APACxJ region.

Skills & Requirements

Must-have

  • APACxJ regulatory filings and surveys
  • research, collect, and review documents
  • draft and review compliance policies
  • manage communication with APACxJ regulators

Nice-to-have

  • fostering a strong sense of belonging
  • celebrate differences and diverse perspectives
  • lead a full life with generous benefits
  • cultivates innovation and business insights

Key Requirements

  • Minimum seven years of compliance experience
  • Proficient in reading and writing Traditional and Simplified Chinese
  • Degree holder

Work Rights

Not specified

Tailored Resume

Cover Letter